Miles Edwards

Chief Compliance Officer & General Counsel

Miles has over twenty years of diversified experience in the securities and financial services industry. He serves frequently on conference panels and is a noted author on compliance and risk. He has lectured as an adjunct professor in the Financial Services LLM Program at New York Law School and is a former member of the New York Hedge Fund Roundtable’s Education and Best Practices Subcommittee. Miles is currently a member of the NY Chapter of InfraGard, the partnership between the FBI and members of the private sector. 

He previously served on the Advisory Board of the Alliance of Merger & Acquisition Advisors (“AM&AA”) assisting with expanding the knowledge base for participants in the New York middle tier investment banking and private equity sector. Miles has concluded his three-year term as a Small Firm Representative on FINRA’s NYC Regional Committee and previously served on the FINRA District 10 Committee and was appointed to a three year term by the FINRA Board of Governors as an at-Large Member of the Small Firm Advisory Board.  

Miles is a practicing attorney and spends his very little free time mentoring entrepreneurs in the FinTech space.